| <img border="0" src="http://shivnath.c.googlepages.com/Google.JPG"/>A tempest in a spreadsheet - FT Alphaville (blog) Posted: 17 Jan 2013 07:18 AM PST |
A tempest in a spreadsheetFT Alphaville (blog)While there was some effort to map less liquid instruments to more liquid ones (i.e., calculate price changes in the less liquid instruments derived from price changes in more liquid ones), this effort was not organized or consistent. These two things ...and more » |
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| <img border="0" src="http://shivnath.c.googlepages.com/Google.JPG"/>Investment Management Legal and Regulatory Update - Mondaq News Alerts (registration) Posted: 17 Jan 2013 03:29 AM PST |
Investment Management Legal and Regulatory UpdateMondaq News Alerts (registration)The proposed rule requires SBSDs to calculate (1) the minimum amount of net capital -- or highly liquid capital -- the SBSD must maintain and (2) the amount of net capital the SBSD is currently maintaining. Generally ... Under the broker-dealer margin ...and more » |
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